DeFi Technologies Inc., a prominent financial technology firm operating at the intersection of traditional capital markets and decentralized finance (DeFi), has recently filed a base shelf prospectus, dated August 29, 2025, with securities regulatory authorities across Canada. This move is part of the company’s strategy to enhance its financial flexibility and is made under the “well-known seasoned issuer” exemption. In conjunction with this, a corresponding shelf registration statement has also been submitted to the United States Securities and Exchange Commission (SEC).
This filing allows DeFi Technologies to potentially offer a range of securities, including common shares, debt securities, warrants, subscription receipts, convertible securities, and various units over a period of 25 months. However, the company has indicated that it does not currently have intentions to conduct any offerings while emphasizing that there is no certainty that any securities will be issued under this prospectus within the specified time frame.
The specifics regarding any future offerings, should they occur, will be outlined in a prospectus supplement to the base shelf prospectus and registration statement. The press release clarifies that the announcement does not constitute an offer to sell or solicit securities in jurisdictions where such actions would conflict with local laws.
Investors and interested parties can access the base shelf prospectus and any subsequent updates via DeFi Technologies’ profile on SEDAR+, as well as on the SEC’s EDGAR website. Furthermore, copies can be requested from the Corporate Secretary of the company without charge.
DeFi Technologies, listed on Nasdaq (DEFT), CBOE Canada (DEFI), and Frankfurt (R9B), prides itself as a trailblazer in the financial technology landscape—especially as the first Nasdaq-listed digital asset manager. The company provides investors with diversified access to the growing decentralized economy through several subsidiaries. These include Valour, which offers regulated exchange-traded products (ETPs); Stillman Digital, a digital asset prime brokerage focused on execution and custody for institutions; Reflexivity Research, specializing in in-depth research of the digital asset space; Neuronomics, dedicated to AI-driven quantitative trading strategies; and DeFi Alpha, the internal trading and arbitrage division.
Valour, in particular, simplifies digital asset access for both retail and institutional investors via ETPs, while Stillman Digital is recognized for its comprehensive liquidity solutions. Reflexivity Research aims to empower investors with high-quality reports, and Neuronomics leverages advanced AI techniques to enhance investment strategies.
The firm also issued a cautionary note regarding forward-looking information, acknowledging inherent risks and uncertainties that could affect the outcomes of its business strategies, including market acceptance of its products, the evolution of the DeFi and digital asset landscape, and potential regulatory changes. DeFi Technologies encourages potential investors to consider these factors and exercise caution when relying on future projections mentioned in the release.
As the company navigates this rapidly evolving sector, it continues to position itself as a critical player in facilitating the transition to decentralized finance. For more information about DeFi Technologies and its operations, stakeholders can visit the company’s website or follow its updates on social media platforms.
